4-C Personal Wealth Management Consultants, LLC (“4-C”) is a Registered Investment Advisor (“RIA”), registered in the State of Missouri and may only transact business with residents of those states, or residents of other states where otherwise legally permitted subject to exemption or exclusion from registration requirements. Registration with the United States Securities and Exchange Commission or any state securities authority does not imply a certain level of skill or training. 4-C provides asset management and related services for clients nationally. 4-C will file and maintain all applicable licenses as required by the state securities boards and/or the Securities and Exchange Commission (“SEC”), as applicable. 4-C renders individualized responses to persons in a particular state only after complying with the state’s regulatory requirements, or pursuant to an applicable state exemption or exclusion.
This web site is intended to provide general information about 4-C. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information.
Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. 4-C does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.
4-C will provide all prospective clients with a copy of our current Form ADV, Part 2 (“Disclosure Brochure”) prior to commencing an Advisory relationship. Existing clients will receive an offer to obtain a copy on an annual basis.
If you have any questions regarding Compliance and Regulatory information, please feel free to contact us.